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Financial- Prudential
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Last modified
9/19/2012 3:31:31 PM
Creation date
9/6/2011 5:00:26 PM
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Template:
Building
RecordID
10220
Title
Financial- Prudential
Company
Marion County
BLDG Date
8/21/1998
Building
Courthouse Square
BLDG Document Type
Finance
Project ID
CS9801 Courthouse Square Construction
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05/'25~199E 23:22 5032E94145 RS CLEMENTS PAGE 04 <br />Underwriter 1Nork Sc~e <br />•.Participate as part of the Working Group in the bond structuring <br />• Prepare disclosure documents <br />`~`~~','.l1.~ ~''1 /~~~~ <br />~ ~~~ ~ ~.~ ~ <br />• Sulicit and receive bids from bond insurers and make recommendations based <br />on cost/benef~t <br />• Prepare pricing book prior to the sale <br />• Maxket the issue <br />• Pro~ide a final sales summary <br />P~~osal Requxre~ents <br />Your proposal should directly address each of tlie below listed questions. Brevity <br />and clarity in responses will be considered a positive attribute in the evaluation <br />process. <br />Questions: <br />• Flease cite your experience in underwriting certificates of participation subject <br />t~ annual appropri~tion. Please provide a list of such financing comgleted by <br />your firm in the past S-years. <br />• Please indicate the individuals in your firm ~vho will work on the financing. <br />~Please indicate the nature of each person's involvement. <br />• PleasE discuss your underwriting experience in Oregon, <br />• The County w7shes to maximize the opportunity for Iocal residents to invest in <br />this issue. Please discuss your plan to achieve this goal and why your firm is <br />best equipped to m~et this gQ~l. <br />~ Please discuss any disclosure concerns you have regarding the County that you <br />feel must be address in the disclosure documents. <br />• Please indicate the ma~mum (advers~ market) and expected (nozmal market) <br />spread you propose for this financing. Within the spreads indicated, please <br />distinguish between fees for Management, Llnderwriting, Takedown and <br />E~cpensES. If yau anticipate using Underwriter's Counsel, please indicate the <br />firm you intend to use. Please indicate if you are willing to provide a cap on <br />Underwriter Counsel fees. <br />;> Cotiutliousc Squarc - Underwriter RFP 3 <br />
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